D.a. Davidson Companies 401(k) Plan: Login, Facts & Contact Information

D.a. Davidson Companies 401(k) Plan Facts

Plan name
D.A. DAVIDSON COMPANIES RETIREMENT SAVINGS AND PROFIT SHARING PLAN
Plan type
401(k) and profit sharing
Plan sponsor
D.A. DAVIDSON COMPANIES
Participants
2,069 (1,586 active employees)
Former employees with a balance
412
Plan assets
$622,672,637 at Sep 30, 2025
Average account balance
$301,245 across 2,067 accounts
Employer contributions
$13,327,386 in plan year 2024 (31% of all contributions)
Recordkeeper
Newport Group, Inc.
Plan year
Oct 1, 2024 – Sep 30, 2025
Plan established
Dec 28, 1964
— Employer contributions— Automatic enrollment✓ Default investment for undecided participants✓ Participants choose their own investments✓ Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2024 (Oct 1, 2024 – Sep 30, 2025), filed Apr 29, 2026. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2024

  • $43.1 million went into the plan in contributions, $13.3 million of it from the employer (31%).
  • $41.3 million was paid out to participants.
  • Investment and other income added $77.1 million.
  • Administrative expenses were $146,118, about $71 per account.

How the D.a. Davidson Companies 401(k) changed, 2019–2024

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
20191,767$331.6 million$8.64 million$18.6 million
20201,757$418.8 million$10.2 million$20.1 million
20211,903$355.2 million$11.1 million$22.6 million
20221,906$421.7 million$6.71 million$20.6 million
20232,013$543.1 million$11.4 million$30.9 million
20242,069$622.7 million$13.3 million$41.3 million

D.a. Davidson Companies 401(k) Contact Information

Phone
406-727-4200
Mailing address
8 THIRD STREET NORTH, GREAT FALLS MT 59401
Plan sponsor
D.A. DAVIDSON COMPANIES
Employer identification number (EIN)
81-0439153
Plan number
001

Questions about the D.a. Davidson Companies 401(k)

Does D.a. Davidson Companies contribute to the 401(k)?

The plan does not report an employer matching arrangement on its Form 5500. It did report $13.3 million in employer contributions for plan year 2024.

Does the D.a. Davidson Companies 401(k) have automatic enrollment?

No. The plan does not report automatic enrollment; employees enroll themselves.

How many people are in the D.a. Davidson Companies 401(k) plan?

2,069 participants at the start of plan year 2024, 1,586 of them active employees, and 412 former employees who still had money in the plan.

What is the average 401(k) balance at D.a. Davidson Companies?

About $301,245 per account: $622.7 million in plan assets across 2,067 accounts with a balance at the end of plan year 2024.

Who manages the D.a. Davidson Companies 401(k) accounts?

Newport (an Ascensus company) (listed on the filing as NEWPORT GROUP, INC.) is the plan's recordkeeper, which is where participants log in to see their balance.

I no longer work at D.a. Davidson Companies. How do I access my 401(k)?

Your account stays with Newport (an Ascensus company) after you leave, so you can log in with the same credentials. If your balance was small, the plan may have rolled it into an IRA in your name. If you can't find it, Beagle can locate it for you.

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