Duff & Phelps, Llc 401(k) Plan: Login, Facts & Contact Information

Duff & Phelps, Llc 401(k) Plan Facts

Plan name
KROLL 401(K) RETIREMENT SAVINGS PLAN
Plan type
401(k) with employer contributions and profit sharing
Plan sponsor
KROLL, LLC · formerly Duff & Phelps, Llc
Participants
2,995 (1,859 active employees)
Former employees with a balance
1,015
Plan assets
$504,638,970 at Dec 31, 2024
Average account balance
$189,714 across 2,660 accounts
Employer contributions
$13,237,491 in plan year 2024 (31% of all contributions)
Recordkeeper
Newport Group, Inc.
Plan year
Jan 1, 2024 – Dec 31, 2024
Plan established
Oct 1, 1996
✓ Employer contributions— Automatic enrollment— Default investment for undecided participants✓ Participants choose their own investments— Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2024 (Jan 1, 2024 – Dec 31, 2024), filed Oct 14, 2025. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2024

  • $42.2 million went into the plan in contributions, $13.2 million of it from the employer (31%).
  • $50.9 million was paid out to participants.
  • Investment and other income added $67.7 million.
  • Administrative expenses were $419,255, about $158 per account.

How the Duff & Phelps, Llc 401(k) changed, 2019–2024

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
20192,409$288.5 million$9.15 million$16.6 million
20202,600$347.0 million$10.2 million$19.2 million
20212,810$420.5 million$11.6 million$34.2 million
20223,010$372.4 million$13.4 million$21.0 million
20233,068$446.1 million$13.4 million$36.0 million
20242,995$504.6 million$13.2 million$50.9 million

Duff & Phelps, Llc 401(k) Contact Information

Phone
212-202-5882
Mailing address
285 FULTON STREET 31ST FLOOR, NEW YORK NY 10007
Plan sponsor
KROLL, LLC
Employer identification number (EIN)
36-4090666
Plan number
001

Questions about the Duff & Phelps, Llc 401(k)

Does Duff & Phelps, Llc contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement. In plan year 2024 the employer contributed $13.2 million, 31% of all contributions.

Does the Duff & Phelps, Llc 401(k) have automatic enrollment?

No. The plan does not report automatic enrollment; employees enroll themselves.

How many people are in the Duff & Phelps, Llc 401(k) plan?

2,995 participants at the start of plan year 2024, 1,859 of them active employees, and 1,015 former employees who still had money in the plan.

What is the average 401(k) balance at Duff & Phelps, Llc?

About $189,714 per account: $504.6 million in plan assets across 2,660 accounts with a balance at the end of plan year 2024.

Who manages the Duff & Phelps, Llc 401(k) accounts?

Newport (an Ascensus company) (listed on the filing as NEWPORT GROUP, INC.) is the plan's recordkeeper, which is where participants log in to see their balance.

I no longer work at Duff & Phelps, Llc. How do I access my 401(k)?

Your account stays with Newport (an Ascensus company) after you leave, so you can log in with the same credentials. If your balance was small, the plan may have rolled it into an IRA in your name. If you can't find it, Beagle can locate it for you.

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