Iconiq Capital, Llc 401(k) Plan: Login, Facts & Contact Information

Iconiq Capital, Llc 401(k) Plan Facts

Plan name
ICONIQ CAPITAL 401(K) PLAN
Plan type
401(k) with employer contributions
Plan sponsor
ICONIQ CAPITAL, LLC
Participants
634 (447 active employees)
Former employees with a balance
229
Plan assets
$85,597,871 at Dec 31, 2024
Average account balance
$130,684 across 655 accounts
Employer contributions
$4,016,662 in plan year 2024 (26% of all contributions)
Recordkeeper
The Vanguard Group, Inc.
Plan year
Jan 1, 2024 – Dec 31, 2024
Plan established
Mar 1, 2012
✓ Employer contributions— Automatic enrollment✓ Default investment for undecided participants✓ Participants choose their own investments— Self-directed brokerage window— Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2024 (Jan 1, 2024 – Dec 31, 2024), filed Sep 30, 2025. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2024

  • $15.7 million went into the plan in contributions, $4.02 million of it from the employer (26%).
  • $4.93 million was paid out to participants.
  • Investment and other income added $10.5 million.

How the Iconiq Capital, Llc 401(k) changed, 2019–2024

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
2019292$20.5 million$1.56 million$1.15 million
2020347$29.5 million$1.85 million$1.10 million
2021391$41.8 million$2.35 million$1.36 million
2022511$43.6 million$3.12 million$1.22 million
2023612$64.3 million$3.63 million$1.30 million
2024634$85.6 million$4.02 million$4.93 million

Iconiq Capital, Llc 401(k) Contact Information

Phone
212-378-7712
Mailing address
50 BEALE STREET STE 2300, SAN FRANCISCO CA 94105
Plan sponsor
ICONIQ CAPITAL, LLC
Plan administrator
COMPASS 360, LLC
Employer identification number (EIN)
45-3711766
Plan number
001

Questions about the Iconiq Capital, Llc 401(k)

Does Iconiq Capital, Llc contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement. In plan year 2024 the employer contributed $4.02 million, 26% of all contributions.

Does the Iconiq Capital, Llc 401(k) have automatic enrollment?

No. The plan does not report automatic enrollment; employees enroll themselves.

How many people are in the Iconiq Capital, Llc 401(k) plan?

634 participants at the start of plan year 2024, 447 of them active employees, and 229 former employees who still had money in the plan.

What is the average 401(k) balance at Iconiq Capital, Llc?

About $130,684 per account: $85.6 million in plan assets across 655 accounts with a balance at the end of plan year 2024.

Who manages the Iconiq Capital, Llc 401(k) accounts?

Vanguard (listed on the filing as THE VANGUARD GROUP, INC.) is the plan's recordkeeper, which is where participants log in to see their balance.

I no longer work at Iconiq Capital, Llc. How do I access my 401(k)?

Your account stays with Vanguard after you leave, so you can log in with the same credentials. If your balance was small, the plan may have rolled it into an IRA in your name. If you can't find it, Beagle can locate it for you.

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