New York Stock Exchange Inc., And Subsidiary Companies 401(k) Plan: Login, Facts & Contact Information

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No Form 5500 has been filed for this plan since plan year 2009. The plan may have been terminated, merged into another plan, or moved to a new sponsor. Everything below comes from its last filing on record.

New York Stock Exchange Inc., And Subsidiary Companies 401(k) Plan Facts (plan year 2009)

Plan name
NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES EMPLOYEE SAVINGS PLAN
Plan type
401(k) with employer contributions and profit sharing
Plan sponsor
NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES
Participants
4,298 (1,811 active employees)
Former employees with a balance
2,276
Plan year
Jan 1, 2009 – Dec 31, 2009
Plan established
Apr 1, 1969
✓ Employer contributions✓ Automatic enrollment✓ Default investment for undecided participants✓ Participants choose their own investments— Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2009 (Jan 1, 2009 – Dec 31, 2009), filed Sep 27, 2010. Public filing with the U.S. Department of Labor.

New York Stock Exchange Inc., And Subsidiary Companies 401(k) Contact Information

Phone
212-656-3000
Mailing address
11 WALL STREET, NEW YORK NY 10005
Plan sponsor
NEW YORK STOCK EXCHANGE INC., AND SUBSIDIARY COMPANIES
Plan administrator
SANDI STEIN, THE NEW YORK STOCK EXCHANGE
Employer identification number (EIN)
20-3783862
Plan number
002

Questions about the New York Stock Exchange Inc., And Subsidiary Companies 401(k)

Is the New York Stock Exchange Inc., And Subsidiary Companies 401(k) plan still active?

We can't confirm that. The last Form 5500 on record for this plan covers plan year 2009, and no later filing was found under this employer's EIN.

Does New York Stock Exchange Inc., And Subsidiary Companies contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement.

Does the New York Stock Exchange Inc., And Subsidiary Companies 401(k) have automatic enrollment?

Yes. The plan reports automatic enrollment of eligible employees.

How many people are in the New York Stock Exchange Inc., And Subsidiary Companies 401(k) plan?

4,298 participants at the start of plan year 2009, 1,811 of them active employees, and 2,276 former employees who still had money in the plan.

Who manages the New York Stock Exchange Inc., And Subsidiary Companies 401(k) accounts?

Vanguard is the plan's recordkeeper, which is where participants log in to see their balance.

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