Piper Jaffray & Co. 401(k) Plan (terminated 2015): Login, Facts & Contact Information
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Plan terminated
This plan was terminated. Its final Form 5500 covers plan year 2015. If you had an account, your balance was transferred or paid out; Beagle can help you find where it went.
Piper Jaffray & Co. 401(k) Login
Accounts were managed by
NWPS
Log in at NWPSOther plans at NWPS
Retirement plan providers can change. This information is from the plan's 2015 filing.
Piper Jaffray & Co. 401(k) Plan Facts (plan year 2015)
Plan name
SEATTLE-NORTHWEST SECURITIES CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST
Plan type
401(k) with employer contributions and profit sharing with a company-stock (ESOP) component
Plan sponsor
PIPER JAFFRAY & CO.
Participants
73
Former employees with a balance
0
Plan year
Jan 1, 2015 – Aug 31, 2015
Plan established
Jul 1, 1982
✓ Employer contributions— Automatic enrollment— Default investment for undecided participants✓ Participants choose their own investments✓ Self-directed brokerage window✓ Profit sharing✓ Company stock (ESOP)
Source: Form 5500 for plan year 2015 (Jan 1, 2015 – Aug 31, 2015), filed Mar 23, 2016. Public filing with the U.S. Department of Labor.
Money in and out in plan year 2015
- $3.50 million was paid out to participants.
How the Piper Jaffray & Co. 401(k) changed, 2013–2015
| Plan year | Participants | Plan assets | Employer contributions | Benefits paid |
|---|---|---|---|---|
| 2013 | 108 | $2.12 million | $0 | $28.1 million |
| 2014 | 73 | $2.12 million | — | $27,834 |
| 2015 (final) | 73 | $0 | — | $3.50 million |
Piper Jaffray & Co. 401(k) Contact Information
Phone
612-303-6479
Mailing address
800 NICOLLET MALL, MINNEAPOLIS MN 55402
Plan sponsor
PIPER JAFFRAY & CO.
Employer identification number (EIN)
41-0953246
Plan number
001
Questions about the Piper Jaffray & Co. 401(k)
Is the Piper Jaffray & Co 401(k) plan still active?
No. The plan's final Form 5500 was filed for plan year 2015.
Does Piper Jaffray & Co contribute to the 401(k)?
Yes. The plan reports an employer contribution arrangement.
Does the Piper Jaffray & Co 401(k) have automatic enrollment?
No. The plan does not report automatic enrollment; employees enroll themselves.
How many people are in the Piper Jaffray & Co 401(k) plan?
73 participants at the start of plan year 2015.
Who manages the Piper Jaffray & Co 401(k) accounts?
NWPS is the plan's recordkeeper, which is where participants log in to see their balance.
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