Stifel Nicolaus & Co. Inc. 401(k) Plan: Login, Facts & Contact Information

No recent filing

No Form 5500 has been filed for this plan since plan year 2011. The plan may have been terminated, merged into another plan, or moved to a new sponsor. Everything below comes from its last filing on record.

Stifel Nicolaus & Co. Inc. 401(k) Plan Facts (plan year 2011)

Plan name
STIFEL NICOLAUS PROFIT SHARING 401(K) PLAN
Plan type
401(k) with employer contributions and profit sharing
Plan sponsor
STIFEL NICOLAUS & CO. INC.
Participants
4,884 (4,518 active employees)
Plan assets
$334,874,285 at Dec 31, 2011
Average account balance
$62,221 across 5,382 accounts
Employer contributions
$3,600,148 in plan year 2011 (5% of all contributions)
Plan year
Jan 1, 2011 – Dec 31, 2011
Plan established
Dec 20, 1954
✓ Employer contributions— Automatic enrollment— Default investment for undecided participants✓ Participants choose their own investments✓ Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2011 (Jan 1, 2011 – Dec 31, 2011), filed Oct 15, 2012. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2011

  • $74.1 million went into the plan in contributions, $3.60 million of it from the employer (5%).
  • $16.3 million was paid out to participants.
  • Administrative expenses were $31,535, about $6 per account.

How the Stifel Nicolaus & Co. Inc. 401(k) changed, 2009–2011

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
20093,062$234.2 million$2.69 million$11.6 million
20104,268$293.9 million$3.42 million$12.1 million
20114,884$334.9 million$3.60 million$16.3 million

Stifel Nicolaus & Co. Inc. 401(k) Contact Information

Phone
314-342-2230
Mailing address
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS MO 631022110
Plan sponsor
STIFEL NICOLAUS & CO. INC.
Employer identification number (EIN)
43-0538770
Plan number
001

Questions about the Stifel Nicolaus & Co. Inc. 401(k)

Is the Stifel Nicolaus & Co. Inc 401(k) plan still active?

We can't confirm that. The last Form 5500 on record for this plan covers plan year 2011, and no later filing was found under this employer's EIN.

Does Stifel Nicolaus & Co. Inc contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement. In plan year 2011 the employer contributed $3.60 million, 5% of all contributions.

Does the Stifel Nicolaus & Co. Inc 401(k) have automatic enrollment?

No. The plan does not report automatic enrollment; employees enroll themselves.

How many people are in the Stifel Nicolaus & Co. Inc 401(k) plan?

4,884 participants at the start of plan year 2011, 4,518 of them active employees.

What is the average 401(k) balance at Stifel Nicolaus & Co. Inc?

About $62,221 per account: $334.9 million in plan assets across 5,382 accounts with a balance at the end of plan year 2011.

Who manages the Stifel Nicolaus & Co. Inc 401(k) accounts?

Empower is the plan's recordkeeper, which is where participants log in to see their balance.

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