Guggenheim Services, Llc 401(k) Plan: Login, Facts & Contact Information

Guggenheim Services, Llc 401(k) Plan Facts

Plan name
GUGGENHEIM SERVICES RETIREMENT SAVINGS PLAN
Plan type
401(k) with employer contributions and profit sharing
Plan sponsor
GUGGENHEIM SERVICES, LLC
Participants
3,482 (2,085 active employees)
Former employees with a balance
1,484
Plan assets
$703,515,887 at Dec 31, 2024
Average account balance
$202,276 across 3,478 accounts
Employer contributions
$9,472,234 in plan year 2024 (18% of all contributions)
Recordkeeper
Schwab Retirement Plan Services,inc
Plan year
Jan 1, 2024 – Dec 31, 2024
Plan established
Apr 4, 1996
✓ Employer contributions✓ Automatic enrollment✓ Default investment for undecided participants✓ Participants choose their own investments✓ Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2024 (Jan 1, 2024 – Dec 31, 2024), filed Nov 5, 2025. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2024

  • $53.7 million went into the plan in contributions, $9.47 million of it from the employer (18%).
  • $47.0 million was paid out to participants.
  • Investment and other income added $85.9 million.
  • Administrative expenses were $322,867, about $93 per account.

How the Guggenheim Services, Llc 401(k) changed, 2019–2024

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
20193,325$434.8 million$10.6 million$26.2 million
20203,412$512.2 million$10.9 million$31.6 million
20213,194$597.0 million$11.5 million$41.3 million
20223,302$502.5 million$11.6 million$37.3 million
20233,410$611.3 million$9.37 million$36.3 million
20243,482$703.5 million$9.47 million$47.0 million

Guggenheim Services, Llc 401(k) Contact Information

Phone
312-827-0109
Mailing address
227 WEST MONROE SUITE 4900, CHICAGO IL 60606
Plan sponsor
GUGGENHEIM SERVICES, LLC
Employer identification number (EIN)
36-4464896
Plan number
001

Questions about the Guggenheim Services, Llc 401(k)

Does Guggenheim Services, Llc contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement. In plan year 2024 the employer contributed $9.47 million, 18% of all contributions.

Does the Guggenheim Services, Llc 401(k) have automatic enrollment?

Yes. The plan reports automatic enrollment of eligible employees.

How many people are in the Guggenheim Services, Llc 401(k) plan?

3,482 participants at the start of plan year 2024, 2,085 of them active employees, and 1,484 former employees who still had money in the plan.

What is the average 401(k) balance at Guggenheim Services, Llc?

About $202,276 per account: $703.5 million in plan assets across 3,478 accounts with a balance at the end of plan year 2024.

Who manages the Guggenheim Services, Llc 401(k) accounts?

Schwab Retirement Plan Services (listed on the filing as SCHWAB RETIREMENT PLAN SERVICES,INC) is the plan's recordkeeper, which is where participants log in to see their balance.

I no longer work at Guggenheim Services, Llc. How do I access my 401(k)?

Your account stays with Schwab Retirement Plan Services after you leave, so you can log in with the same credentials. If your balance was small, the plan may have rolled it into an IRA in your name. If you can't find it, Beagle can locate it for you.

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