Smiley Brothers, Inc. 401(k) Plan: Login, Facts & Contact Information

Smiley Brothers, Inc. 401(k) Plan Facts

Plan name
SMILEY BROTHERS, INC. 401(K) PLAN
Plan type
401(k) with employer contributions and profit sharing
Plan sponsor
SMILEY BROTHERS, INC.
Participants
711 (576 active employees)
Former employees with a balance
96
Plan assets
$38,035,642 at Dec 31, 2024
Average account balance
$91,213 across 417 accounts
Employer contributions
$676,668 in plan year 2024 (31% of all contributions)
Recordkeeper
The Vanguard Group, Inc.
Plan year
Jan 1, 2024 – Dec 31, 2024
Plan established
Jul 1, 1980
✓ Employer contributions— Automatic enrollment✓ Default investment for undecided participants✓ Participants choose their own investments— Self-directed brokerage window✓ Profit sharing— Company stock (ESOP)

Source: Form 5500 for plan year 2024 (Jan 1, 2024 – Dec 31, 2024), filed Oct 13, 2025. Public filing with the U.S. Department of Labor.

Money in and out in plan year 2024

  • $2.22 million went into the plan in contributions, $676,668 of it from the employer (31%).
  • $1.03 million was paid out to participants.
  • Investment and other income added $4.65 million.
  • Administrative expenses were $19,113, about $46 per account.

How the Smiley Brothers, Inc. 401(k) changed, 2019–2024

Plan yearParticipantsPlan assetsEmployer contributionsBenefits paid
2019358$26.9 million$396,553$829,102
2020350$30.4 million$104,074$2.01 million
2021340$34.1 million$275,306$3.37 million
2022517$27.4 million$392,397$2.24 million
2023520$32.2 million$411,667$1.51 million
2024711$38.0 million$676,668$1.03 million

Smiley Brothers, Inc. 401(k) Contact Information

Phone
845-255-1000
Mailing address
1000 MOUNTAIN REST ROAD MOHONK MOUNTAIN HOUSE, NEW PALTZ NY 12561
Plan sponsor
SMILEY BROTHERS, INC.
Employer identification number (EIN)
14-1506387
Plan number
001

Questions about the Smiley Brothers, Inc. 401(k)

Does Smiley Brothers, Inc contribute to the 401(k)?

Yes. The plan reports an employer contribution arrangement. In plan year 2024 the employer contributed $676,668, 31% of all contributions.

Does the Smiley Brothers, Inc 401(k) have automatic enrollment?

No. The plan does not report automatic enrollment; employees enroll themselves.

How many people are in the Smiley Brothers, Inc 401(k) plan?

711 participants at the start of plan year 2024, 576 of them active employees, and 96 former employees who still had money in the plan.

What is the average 401(k) balance at Smiley Brothers, Inc?

About $91,213 per account: $38.0 million in plan assets across 417 accounts with a balance at the end of plan year 2024.

Who manages the Smiley Brothers, Inc 401(k) accounts?

Vanguard (listed on the filing as THE VANGUARD GROUP, INC.) is the plan's recordkeeper, which is where participants log in to see their balance.

I no longer work at Smiley Brothers, Inc. How do I access my 401(k)?

Your account stays with Vanguard after you leave, so you can log in with the same credentials. If your balance was small, the plan may have rolled it into an IRA in your name. If you can't find it, Beagle can locate it for you.

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